Regulation

Regulation

Atlantic Financial Group, through its regulated asset management subsidiaries Atlantic Capital Ltd and Atlantic Advisors Suisse SA, is licensed to offer financial advisory and management services notably in the entire European Union and in Switzerland, as well as in other jurisdictions around the world.

Atlantic Capital Ltd is a Category 3 investment firm licensed by the Gibraltar Financial Services Commission and is fully MIFID and ICAAP compliant. It is licensed to offer services in the following countries:

Bulgaria
Financial Supervision Commission
Cyprus
Cyprus Securities and Exchange Commission
Czech Republic
Germany
Bundesanstalt für Finanzdienstleistungsaufsicht
Greece
Hellenic Capital Market Commission
Ireland
Central Bank of Ireland Financial Regulation
Latvia
Financial & Capital Market Commission
Lithuania
Bank of Lithuania
Luxembourg
Commission de Surveillance du Secteur Financier
Romania
Romanian Financial Supervisory Authority
Slovakia
Central Bank of the Slovak Republic
Slovenia
Securities Market Agency

Atlantic Advisors Suisse SA is an investment firm and family office and is a member of ARIF (Association Romande des lntermediaires Financiers).

Association Romande des Intermediaires Financiers Logo

ARIF is a self-regulating body approved by the Swiss Financial Market Supervisory Authority (FINMA) for the supervision of the financial intermediaries referred to in article 2 para. 3 of the Swiss Federal Law on combating money laundering and terrorism financing in the financial sector (AMLA). ARIF is also recognized by FINMA as a professional organization for laying down rules of conduct relating to the practice of the profession of independent asset manager within the meaning of the Swiss Federal Act on collective investment schemes.

Switzerland
Association Romande des Intermédiaires Financiers
ARIF